"Greetings from the SEC"

The SEC has recently announced that it will be confirming investment account balances directly with clients of Registered Investment Advisors, like Aspiriant. The Commission intends this to be a new practice in its examination process. So our clients should not be alarmed by the letter they may receive when Aspiriant undergoes a routine SEC examination. A copy of the “account confirmation letter” the SEC will send, can be found here: SEC Account Confirmation Letter

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